Market Price: ₹500
World Legal India Price: ₹300
SEBI compliance ensures listed companies, intermediaries, and market participants follow SEBI regulations, maintaining transparency, investor protection, and fair practices in the securities market.
Market Price: ₹500
World Legal India Price: ₹300
SEBI compliance ensures listed companies, intermediaries, and market participants follow SEBI regulations, maintaining transparency, investor protection, and fair practices in the securities market.
a. Heading: SEBI Compliance
b. Short Description (≤30 words)
c. Detailed Content (150–200 words)
d. Key Requirements:
Adherence to SEBI (LODR) Regulations, 2015
Periodic disclosures and filings (quarterly/annual)
Compliance with insider trading and takeover regulations
Appointment of Compliance Officer
e. Compliance Note: Non-compliance may lead to penalties, suspension, or prosecution under SEBI Act, 1992.
pdf details here...
The Securities and Exchange Board of India (SEBI) is the regulatory authority for the securities market, ensuring fair practices, investor protection, and corporate governance. Companies listed on stock exchanges, intermediaries such as brokers, mutual funds, portfolio managers, and other market participants must comply with SEBI regulations.
SEBI compliance includes timely disclosures, submission of financial results, corporate governance reports, insider trading regulations, and compliance with listing obligations. Listed companies must adhere to SEBI (LODR) Regulations, 2015, which mandate periodic filings such as shareholding patterns, quarterly financials, and corporate governance compliance certificates. Additionally, SEBI enforces rules related to insider trading (PIT Regulations), takeovers (SAST Regulations), and issue of securities (ICDR Regulations).
Non-compliance with SEBI guidelines can lead to penalties, suspension of trading, or prosecution. Regular SEBI compliance not only avoids legal risks but also builds investor confidence, enhances market credibility, and promotes ethical corporate governance.
Companies are advised to appoint a Compliance Officer and maintain proper systems for monitoring, reporting, and filing to ensure adherence to SEBI regulations at all times.